Job Details

Associatewill be providing support for audits and exams for the Enterprise ResolutionExecution Office.

Ensuresall responses received by domestic and international regulators, corporate auditand business partners are responded to in a timely manner.

Engagedfrom the onset of the exam, audit, and assessment until the completion of theevidence being provided.

 Identifyingand delegating the required “asks” to the subject matter expert executives andreviewing the evidence to ensure the proper ask is met.

Acts asa liaison for the business and the assessor to ensure deliverables are meetingthe objective and on time.

Ensuresthe proper level of awareness and/or approval is granted by senior leadership.Associate will be working in a fast pace environment with leadership exposure.

PrimaryResponsibilities

Provideoversight on regulatory exams, audits and assessments within EREO

 Reviewaudit, regulatory responses and identify the teams impacted requiring executionof the ask

 Trackand manage an inventory of all regulatory exams, audits and assessments

Ensureresponses are provided in a timely manner

Reviewall evidence to confirm it is meeting the ask of the regulator/auditor

 Communicatewith Executive senior leadership by updates on exams, audits and assessments

Be thecentral point of contact for select exams, audits and assessments

Seekingapproval from executive leaders on the evidence provided

Musthave Qualifications:

3 +Years Banking Experience

Experiencewith Governing Regulatory Bodies

StrongOrganizational Skills

Proficient:

SharePoint

MicrosoftOffice (excel)