Quality Assurance
Newark, DE
Job Description:
Associatewill be providing support for audits and exams for the Enterprise ResolutionExecution Office.
Ensuresall responses received by domestic and international regulators, corporate auditand business partners are responded to in a timely manner.
Engagedfrom the onset of the exam, audit, and assessment until the completion of theevidence being provided.
Identifyingand delegating the required “asks” to the subject matter expert executives andreviewing the evidence to ensure the proper ask is met.
Acts asa liaison for the business and the assessor to ensure deliverables are meetingthe objective and on time.
Ensuresthe proper level of awareness and/or approval is granted by senior leadership.Associate will be working in a fast pace environment with leadership exposure.
PrimaryResponsibilities
Provideoversight on regulatory exams, audits and assessments within EREO
Reviewaudit, regulatory responses and identify the teams impacted requiring executionof the ask
Trackand manage an inventory of all regulatory exams, audits and assessments
Ensureresponses are provided in a timely manner
Reviewall evidence to confirm it is meeting the ask of the regulator/auditor
Communicatewith Executive senior leadership by updates on exams, audits and assessments
Be thecentral point of contact for select exams, audits and assessments
Seekingapproval from executive leaders on the evidence provided
Musthave Qualifications:
3 +Years Banking Experience
Experiencewith Governing Regulatory Bodies
StrongOrganizational Skills
Proficient:
SharePoint
MicrosoftOffice (excel)